CMD Investigating Claims Against Foothill Securities, Inc. for Unsuitable, Over-Concentration of Customer Accounts in REITs

Securities law firm Carmel, Milazzo & DiChiara LLP (CMD) is investigating claims against Foothill Securities, Inc. for failure to supervise and for  over-concentrating and recommending unsuitable REITs in customer accounts. FINRA’s findings stated that Foothill Securities, Inc. maintained written guidelines for limiting customers’ investments in non-exchange-traded REITs and other non-liquid investments that stated that no […]