Securities law firm Carmel, Milazzo & DiChiara LLP (CMD) is investigating claims against securities broker Elliot Harris and brokerage firm Triad Advisors, Inc. for unsuitable recommendations, unauthorized trading and failure to supervise. According to Mr. Harris’ FINRA BrokerCheck he has been the subject of at least five (5) customer complaints.
In September 2016, Elliot Harris was barred from association with any FINRA member. FINRA has alleged that Mr. Harris recommended unsuitable trades and engaged in unauthorized trading. Triad Advisors, Inc. as Mr. Harris’ broker-dealer, had an obligation to supervise Mr. Harris and the customer accounts he was servicing.
If you or someone you know lost money investing with Elliot Harris and/or Triad Advisors, Inc., you may be entitled to recover your investment losses through FINRA arbitration. CMD accepts cases on a contingency fee basis, which means we only get paid if you get paid. Your time to file a claim may be limited, so contact us today at (212) 658-0458 or firstname.lastname@example.org for a free and confidential case evaluation.