Securities law firm Carmel, Milazzo & DiChiara LLP (CMD) is investigating claims against brokers Brent Porges and Zachary Bader for churning (excessive trading), making unsuitable recommendations, unauthorized trading and fraud, particularly related to ETFs (exchange traded funds) and ETNs (exchange traded notes).
According to Brent Porges’ FINRA BrokerCheck, he has been the subject of at least five (5) customer complaints, which include allegations of churning, fraud, unauthorized trading, and unsuitability.
Similarly, according to Zachary Bader’s FINRA BrokerCheck, he has been the subject of at least eight (8) customer complaints, which include allegations of churning, fraud, unauthorized trading, and unsuitability.
These acts may have occurred while Mr. Porges and Mr. Bader were registered with the following broker-dealers: Craig Scott Capital, LLC, National Securities Corporation, Newbridge Securities Corporation and Meyers Associates, L.P. These broker-dealers have an independent duty to supervise Mr. Porges and Mr. Bader, as well as the customer accounts they service. If the broker-dealers did not properly supervise Brent Porges and/or Zachary Bader, they can be held liable for their acts.
If you or someone you know lost money investing with Brent Porges and/or Zachary Bader you may be entitled to recover your investment losses through FINRA arbitration. CMD accepts cases on a contingency fee basis, which means we only get paid if you get paid. Your time to file a claim may be limited, so contact us today at (212) 658-0458 or email@example.com for a free and confidential case evaluation.