Winston Wade Turner, Ex-MetLife, And Prudential Broker Accused of Deceptive Conduct Involving Variable Annuity Sales

Carmel, Milazzo & DiChiara LLP (CMD) is investigating potential claims against Winston Wade Turner, a former registered representative with Pruco Securities Inc. and MetLife Securities Inc., of misconduct related to the exchanges and sales of variable annuities. FINRA has alleged that Turner persuaded clients to exchange certain investments, including variable annuities, which compelled them to surrender […]

CMD Investigating Unsuitable Recommendations to Purchase The Morgan Stanley Cushing MLP High Income ETN

Carmel, Milazzo & DiChiara LLP (CMD) is investigating potential claims against Morgan Stanley and its brokers who may have recommended unsuitable investments in the Morgan Stanley Cushing MLP High Income Exchange Traded Note (ETN). Before recommending an investment, a broker-dealer has a fiduciary duty to adequately disclose the risks involved in the investment and to perform the […]